Mitarbeiter Compliance (m/w/d)

Kununu-OpenCompany
Kununu-TopCompany
  • Berlin
  • Arbeitnehmerüberlassung
  • Vollzeit
  • Fachkraft
  • Finanz
Job merken Gemerkt
Mitarbeiter Compliance (m/w/d)

Unser Angebot:

  • Attraktives Arbeitsumfeld mit guten Perspektiven
  • Tarifliche Entlohnung nach iGZ/DGB Tarif zzgl. Branchenzuschlägen
  • Persönliche Einsatzbegleitung und qualifizierte Beratung
  • Unser Mitarbeiter-Benefit-Programm ‚Orizon PlusPunkte‘
  • Bis zu 30 Tage Jahresurlaub

Ihre zukünftige Arbeitsstelle:

Gemeinsam mit unserem langjährigen Kunden aus dem Bankwesen suchen wir Sie als Mitarbeiter Compliance (m/w/d) am Standort Berlin.

Ihre Aufgaben:

  • Performance of processes up to medium complexity such as trade reviews, portfolio reviews or communication reviews to detect potential risks such insider deals or market manipulative actions
  • Review and analysis as well as evaluation of medium complex information such as (market) data, alerts, (trading) reports and / or communication to identify and assess potential violations of statutory provisions, legal regulations, fiduciary duties and / or internal guidelines as well as decide – to a limited scale – how to proceed
  • Handling of potential issues escalated for further investigation and / or initiation of measures including collating evidence and / or judgment calls and the preparation of reports, where indicated
  • Following work instructions and procedures including timely undertaking of appropriate measures and possible exceptions
  • Training of and knowledge transfer to new staff members
  • Performance of quality controls such as working results of reviews
  • Maintain and improve the relationship with relevant functional owners within Compliance and / or specialists
  • Engaged participation in meetings related to the day-to-day business / within the area of responsibility
  • Represent the team in discussions
  • Documentation of working results such as conclusion of alert reviews, evidence of potential breaches, meeting minutes and process workflows
  • Joint ownership of effective and up-to-date procedures
  • Ancillary responsibilities:
  • Challenge existing processes / instructions and draw up suggestions for improvements
  • Challenge methods to identify and monitor risks and contribute suggestions for improvements
  • Support of the functional owner in Compliance such as Surveillance, Monitoring and Controls Testing in order to manage and mitigate overarching risks
  • Support that the implementation of projects related to the area of responsibility and the conduct of daily processes are in accordance with the plans and quality standards set by the project owner

Ihr Profil:

Education and Experience:

  • Completed apprenticeship programme or first relevant working experience in e.g. Compliance, Audit, (Market) Risk Management, Operations, Finance, Research and / or Business Analysis
  • Emerged, profound and / or versatile knowledge in the field of banking and financial markets
  • Skills:
  • Team player with great attitude and work ethics
  • Strong communicator (verbal and written) and good in presenting and explaining working and analysis results
  • Very good German language skills (oral and written)
  • Very good English language skills (oral and written)
  • Additional language skills would be a plus
  • Proficient with using Microsoft Office (Word, Excel, PowerPoint, Access)
  • Sound and methodological working approach
  • Able to work with various stakeholders to identify, analyze, investigate and resolve issues relating to compliance risk
  • Accurate and efficient performance of tasks
  • Used to work independently under minimal supervision
  • Ability to deliver several different assignments and / or projects within given deadlines in parallel
  • Proactive problem analysis and resolution
  • Interested in the markets, current events, and financial news

Ihr Partner:

Sie sind auf der Suche nach Ihrem Wunschjob? Orizon unterstützt Sie dabei! Mit individueller Beratung und persönlicher Betreuung finden wir für Sie den Job, der am besten zu Ihnen passt.
Orizon gehört zu den zehn größten Personaldienstleistern in Deutschland. Als einer der Marktführer für den deutschen Mittelstand überlassen und vermitteln wir Fach- und Führungskräfte aus allen Berufsfeldern an namhafte Unternehmen. Finden auch Sie mit uns Ihren Platz!

Ihre Bewerbung

Finden Sie sich in der Stellenbeschreibung wieder? Dann freuen wir uns auf Ihre Bewerbung (unter Angabe Ihrer Verfügbarkeit und Gehaltsvorstellung) gerne per E-Mail an bewerbung.kam-auftragssteuerung@orizon.de oder über unser Bewerbungsmodul auf dieser Seite.
Für Fragen steht Sieglinde Härmand gern unter der Telefonnummer +49 821 50991 806 zur Verfügung.

Weitere Stellenangebote finden Sie unter orizon.de

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